FR

Financial regulation advisory

Licensing
Compliance
Securing investment and financing transactions

Are you launching a financial business? Do you need to fix compliance failures? Are you preparing an investment or a financing?

These are decisive moments. One mistake can delay a licence, trigger a sanction or block a transaction.

We support you at each of these moments. To launch, we prepare your licence application and your organisation with you. To control your risks, we strengthen your governance and your controls, and we address inspection findings. To complete your financial transactions, we secure their regulatory side.

Our firm specialises in licensing, compliance and securing investment and financing transactions. We clarify the requirements. We identify the obstacles. We work with your teams until the actions are completed.

You know what to decide, what to fix and how to move forward.

Financial institutions·Asset managers·Fintechs
Companies·Investors

OUR SERVICES

Three decisive moments, three engagements

01. LAUNCH: LAUNCH AND LICENSING

Prepare your launch. Move forward with a clear roadmap.

Are you setting up a financial business? Entering a new market? Launching a product? We help you prepare your organisation.

What we do: Clarify the regulatory perimeter. Identify the requirements and the authorisations to consider. Identify the gaps. Prepare the application with your teams and your advisers. Structure governance, procedures and controls. Support the responses to the authority’s requests.

Your deliverables: A regulatory diagnosis. A roadmap with owners and deadlines. An application ready for filing. The priority frameworks documented.

You know what to prepare, in what order, and which points to resolve before launch.

02. CONTROL YOUR RISKS: COMPLIANCE AND REMEDIATION

Move from findings to verifiable fixes.

Has an inspection found failures? Do controls fail regularly? Do you need to check that your procedures are applied and effective?

What we do: Assess compliance, AML/CFT, governance or internal control. Analyse the causes of failures. Build a remediation plan suited to the risks. Prioritise the fixes. Review procedures, responsibilities and controls. Track the actions and review the evidence of completion.

Your deliverables: A documented diagnosis. A prioritised action plan. The procedures and controls concerned. A tracker of actions and evidence.

You know what is fixed, what remains open and what requires a decision.

03. COMPLETE YOUR FINANCIAL TRANSACTIONS: INVESTMENT AND FINANCING

Identify the requirements and the risks. Anticipate obstacles.

Are you preparing an investment, an investment vehicle, a securities issuance or a securitisation? We help you organise the regulatory work and its follow-up.

What we do: Identify the requirements and the authorisations to consider. Assess compliance, governance and organisational risks. Define the work, the responsibilities and the documents expected. Coordinate the follow-up with your teams, your advisers and the financial parties. Organise the monitoring of obligations over the life of the transaction.

Legal, financial or tax structuring is handled by the relevant specialists. Their role is defined according to the agreed scope.

Your deliverables: A matrix of requirements and risks. A roadmap. A tracker of open points. A calendar of obligations.

You know which conditions to meet and which decisions to take to move forward.

OUR EXPERIENCE

Experience of regulation and its implementation

A licence application commits your organisation. Remediation requires effective and verifiable fixes. A financial transaction requires clear requirements and defined responsibilities.

We connect regulatory requirements to their implementation.

The firm draws on experience in financial law, compliance and internal control. It was gained in a law firm, in asset management, payments and digital assets.

You are launching a financial business

This experience includes leading the preparation of an authorisation application. It concerned the issuance of a stablecoin. It covers the preparation with legal counsel and the build of the compliance framework.

Our approach follows from it: prepare the application and the organisation. Governance, procedures and controls are handled together.

You need to fix compliance failures

Our experience covers control plans, risk assessment, governance and regulatory remediation.

When facing a finding, we look for the cause. We define the fix and its owner. Then we review the evidence of completion.

You are preparing an investment or financing transaction

Our experience in a law firm and in asset management is our foundation. It covers fund regulation, investment compliance and the control of management activities.

On this foundation, we are building our support for investments and financings. We bring in the specialised skills each engagement requires.

A clear way of working

Each engagement sets out the points to resolve, the deliverables, the responsibilities and the timetable. We work with your teams. Recommendations become tracked actions.

You know what to decide, what to fix and how to move forward.

START AN ENGAGEMENT

Let’s talk about your project

Are you preparing a launch? Do you need to fix compliance failures? Do you want to frame an investment or a financing?

  1. 1

    A first conversation to clarify your needs

    We clarify your objective, your difficulties and your deadlines. We review where the project stands.

  2. 2

    A precise engagement proposal

    You receive a precise proposal: scope, deliverables, responsibilities, timetable and fees.

  3. 3

    Ongoing support

    We work with your teams and track the actions. We flag the points that require a decision.

Tell us about your situation. Which step do you want to take?

What helps for our first conversation

Launch and licensing
Target countries, planned activity, clients, financial flows and timetable.
Compliance and remediation
Available findings, scope concerned, deadlines, actions already under way and available resources.
Investment and financing
Nature of the transaction, countries concerned, stakeholders, planned structure, available documentation and timetable.

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